米系AM「Head of Compliance Japan.」

職種

• コンプライアンス

仕事内容

・Liaise with regulators in Japan, such as the Financial Services Agency of Japan (JFSA), to ensure compliance with statutory rules & regulations. ・Provide the Regional Head of Compliance, Asia Pacific with support, including the identification of rules, risks and business issues, through periodic compliance governance reports, as well as regular and ad hoc meetings. ・Provide business partners in Japan, and, as required, Korea, with support and advice on compliance related issues, business growth/change initiatives and the execution of firm-wide business transformational initiatives. ・Provide compliance reviews and challenges on the business operations, develop and maintain compliance monitoring programs to ensure compliance with relevant regulations and policies. ・Timely escalate any potential material breach/compliance issue upon identification to Regional Head of Compliance, Asia Pacific and senior management. ・Provide timely update and/or impact analysis to the Regional Head of Compliance, Asia Pacific, senior management and/or corresponding teams on the latest status and/or development of the regulatory changes. ・Member of Japan local risk management committee and other local corporate governance committees which require input / advice from Compliance. ・Oversee the Regulatory Reports including Substantial Shareholders Reports and Short Position Reports. ・Interface with regulatory authorities and manages responses to regulatory requests, inquiries and onsite examinations. ・Timely communicate any key information and issues to relevant team members in Japan to assess any local regulatory implications. Supervise and provide guidance support to the Compliance team in Japan. Ensures team members are fully trained and adequate compliance oversight and resources as the business needs evolve over time. ・Work with the Global and Regional Compliance teams, undertake special regional/functional projects.

求める能力・経験

・Experience of 15 years or more as a compliance professional focusing on asset management regulatory issues or similar capacity ・Extensive knowledge of legal and regulatory requirements applicable to the asset management industry in Japan. Existing regulatory relationships with the regulators in Japan and relevant Korean market experience will be an advantage. ・Seasoned manager with experience in supervising a team of professionals ・Good knowledge in financial products including alternatives ・Native Japanese, proficiency in written and spoken English

語学

英語でビジネス会話が可能

学歴

大学院（その他専門職）、大学院（法科）、大学院（博士）、大学院（修士）、大学院（MBA/MOT）、4年制大学

雇用形態

正社員

試用期間

有 試用期間月数: 3ヶ月

給与

2,000万円〜3,500万円

勤務時間

07時間00分 休憩60分

09:00〜17:00

フレックスタイム制

有

残業

有

休日・休暇

120日 内訳：完全週休2日制、土曜 日曜 祝日

社会保険

健康保険 厚生年金 雇用保険 労災保険

備考

推定ベース年俸：2000～3500万円（※応相談） ＋インセンティブボーナス

配属先

転勤

本社

住所

東京都港区

喫煙環境

屋内禁煙(屋内喫煙可能場所あり)

制度

リモートワーク可

その他

退職金

有

制度備考